Introduction | Pathogenesis | Clinical Features | Diagnosis | Conservative Treatment | Indications for Surgery | Operative Treatment | Instrumentations | Isthmic Spondylolisthesis | Complications | Intraoperative Monitoring
SPONDYLOLISTHESIS
This site is dedicated for spondylolisthesis in
context with spinal pathologies with special
emphasis in indications for surgery, surgical
treatment and outcome with complications. The site
is part of a net of neurosurgical sites edited by
Prof. Munir Elias
The term, spondylolisthesis. is used to describe
forward displacement of one vertebral body on
another. Such a displacement frequently occurs at
the lumbosacral junction in association with a
defect, called spondylolysis. in the fifth lumbar
(L5) isthmus (pars interarticularis) on each side.
Spondylolisthesis may also develop secondary to
degenerative changes of the facet joints and
intervertebral disc between adjacent spinal
segments; this frequently occurs between the L4 and
L5 vertebral segments. Most patients with
spondylolisthesis present with low back pain, and
plain radiographs are usually sufficient for
diagnosis. Although the majority of patients will
obtain pain relief from conservative measures, some
will require neural decompression, bony fusion, or
spinal instrumentation.
History & Classification
You must refer to several neurosurgical textbooks ,
such as Neurosurgery by Robert H. Wilkins & Setti S.
Rengachary,
PATHOGENESIS
Isthmic Spondylolisthesis
Earlier theories that isthmic defects were the
result of separate ossification centres have been
largely discredited. These theories were based
primarily on irreproducible work that claimed the
existence of two ossification centres for each side
of the posterior vertebral ring. More recent
findings support the theory that spondylolysis and
isthmic spondylolisthesis probably result from a
combination of genetic and mechanical factors. The
increased prevalence of spondylolysis among
first-degree relatives of patients with isthmic
spondylolysis or spondylolisthesis strongly supports
an inherited predisposition, although a definite
pattern of transmission has not been identified.
Similarly, the observation that spondylolysis is
found more frequently among female gymnasts and
college football players suggests that mechanical
factors also play a significant role. The impact of
mechanical factors is further supported by the
failure of a review of non ambulatory patients to
find cases of spondylolysis. Furthermore,
photoelectric modelling experiments demonstrate that
the peak mechanical stress of the lumbar spine is
centred at the isthmus. Therefore, it is now
generally accepted that these isthmic defects are
the result of successive fatigue fractures that
occur more easily in patients with a genetic
predisposition.
These fatigue fractures lead to pathologic changes
of the isthmus, facet joints, and intervertebral
disc. The isthmic defect is usually surrounded by an
acellular and avascular band of coarse fibrous
tissue that resembles normal ligamentum but may
incorporate zones of fibrocartilage, hyaline
cartilage, or endochondral bone formation.
Hypertrophy of the facet joints and alterations in
the chemical composition of the intervertebral disc,
specifically a reduction in proteoglycans and
collagen types I and III occur secondarily. These
factors operating between the L5 and SI vertebral
segments contribute to symptomatology by encroaching
on the intervertebral foramen on one or both sides
and directly compressing the L5 nerve root or
tethering the L5 nerve root by anchoring it to the
anteriorly displaced vertebra.
Degenerative Spondylolisthesis
Degenerative spondylolisthesis occurs in patients
with chronic intersegmental spinal instability and
underlying degenerative joint disease and is most
frequently observed between the L4 and L5 vertebral
segments. A number of anatomic variants thought to
predispose to this instability have been identified.
These variants include hypolordosis, sacralization
of the L5 vertebral body, a rectangular L5 vertebral
body, narrow L4 inferior articular processes, a low
position of the iliac crests relative to the spine,
and sagittally oriented facet articulations.These
variants are thought to secure the lumbosacral
junction while amplifying the forces of body weight
at the junction between the L4 and L5 vertebrae.
Such forces result in degenerative changes at the
articular facet joints that include joint capsular
laxity, synovitis, cartilage fibrillation and
degeneration, osteophyte growth, and fractures of
the articular processes. Similarly, the
intervertebral disc becomes dehydrated and fibrotic.
Such changes lead to disc space narrowing and
hypertrophic changes at the facet joints and
vertebral endplates.
As with isthmic spondylolisthesis the L5 nerve root
is most frequently injured. The pathologic process
is now operating between the L4 and L5 vertebral
segments, however. It may be compromised by a
herniation of the L4- L5 intervertebral disc, by
compression within the narrowed lateral recess, or
by tethering across the posterior border of the L5
vertebral body with progressive anterolisthesis.
With progressive anterolisthesis, the intact isthmus
of the superior vertebra eventually comes to rest on
the superior articular process of the lower
vertebra, however, and slippage is generally limited
to 30 percent.
CLINICAL FEATURES
Most patients with spondylolysis or
spondylolisthesis are asymptomatic. Symptomatic
patients usually present with low back pain, and
this is usually attributed to isthmic or facet
pseudoarthrosis or disc disintegration. Rarely,
patients will also have radicular symptoms
signifying involvement of the spinal nerve roots.
Neurological findings are unusual, however, and
generally limited to L5 dermatomal sensory changes
in both isthmic and degenerative spondylolisthesis.
Severe anterolisthesis, however, stretches the
remainder of the cauda equina over the border of the
lower vertebral body and can result in additional
radiculopathies, neurogenic claudication, perineal
pain or numbness, or bowel and bladder dysfunction.
Any neurological deficit mandates sufficient
radiographic evaluation to exclude other pathologic
processes.
Although low back pain is the usual clinical
presentation in spondylolisthesis, patients may also
be referred for evaluation of a postural
abnormality. Postural deformities may be quite
distressing to the patient. They are associated with
high-degree slippages, and, therefore, are usually
seen in adolescents with severe isthmic or
dysplastic spondylolisthesis. With greater than 50
percent anterolisthesis, the L5 body begins to pivot
on the anterior border of the sacrum and angulate
downward. The lumbar spine then becomes
hyperextended, and the sacrum becomes vertical to
correct the centre of gravity. These changes result
in a pathognomonic. "waddling gait," a lumbar
hyperlordosis, a foreshortened trunk with a
transverse abdominal crease, a prominent sacrum with
flat buttocks, and tight hamstring muscles with
flexed hips and knees. A non structural scoliosis
may also be seen in up to half of these patients
ELECTOR-RADIOLOGICAL DIAGNOSIS
Plain radiographs remain an excellent initial step
in the evaluation of patients with spondylolysis and
spondylolisthesis. All patients should be studied
with conventional standing lateral, anteroposterior,
and 30° oblique cranial tilt views, the latter being
more reliable than conventional oblique films for
detecting spondylolysis. Although plain radiographs
may initially be negative in young patients who
later develop isthmic spondylolisthesis, partial
cracks and sclerosis are suspicious findings and
serial radiographs may be necessary throughout the
adolescent growth spurt.
A familiarity with standardized methods of
documenting anterior displacement, sagittal
rotation, sacral inclination, and lumbar index,
however, is important in the routine evaluation of
patients with spondylolysthesis. Anterior
displacement or translation is often referred to as
"slip" or "olisthesis" and is measured either as a
percentage of the inferior vertebra or by the
Meyerding grading system that divides the inferior
vertebra into four equal parts. Although the
percentage system is more precise, interobserver
error and minor changes in positioning can fabricate
changes greater than 10 percent; therefore, the
Meyerding grading system of comparison may be more
accurate and useful. Sagittal rotation or "roll,"
also referred to as "slip angle", "lumbosacral
kyphosis," describes the angular relationship
between the two vertebral bodies. Sacral inclination
or "tilt" describes the vertical position of the
sacrum, while the lumbar index describes the wedging
of the listhetic vertebra. Although some authors
think that radiographs in positions of lumbar
flexion and extension with the patient standing and
lying can add additional information, this is not
universally practiced.
Additional imaging modalities are always needed to
evaluate patients with radicular pain or
neurological deficits. Magnetic resonance images are
essential by providing better soft tissue definition
and multiplanar images that track the nerve root
well beyond the foramen. Scintigraphy, which is
rarely in use, can be performed to exclude acute
fractures and malignant disease. Finally,
discography and facet arthrography may be helpful in
some instances but have not been adopted universally
INDICATIONS FOR SURGERY
The following indications must meet criteria for
surgical treatment:
1. Presence of mobile spondylolisthesis usually,
higher than grade I by Meyerding and isthmolysis,
unilateral or bilateral.
2. Progressive deterioration within months with
failure of conservative measures.
3. Presence of neurological deficit, which usually
manifested by weak dorsiflexion of all toes either
foot with LBP.
4. The dynamic X-rays showing some grade of mobility
in flexion and extension.
5. MRI of the lumbar spine must be performed, to
plan preoperatively, eliminate all the causes of
pain or neurological deficit.
6. Detailed discussion with the patient, about the
pros & cons and possible complications, after such
procedures.
7. Psychological and litigational conditions, must
be overweighed, before attempting such procedures.
TREATMENT
Conservative Treatment
Most patients without neurological symptoms or signs
should initially be managed conservatively. However,
studies have shown that up to one-third of patients
with isthmic or degenerative spondylolisthesis are
at risk for progressive listhesis, which may lead to
neurological deficiencies. Unfortunately, this
high-risk population has been difficult to define.
Factors reported to be associated with progressive
slippage include skeletal immaturity, female sex,
dysplasia of the posterior elements, spina bifida
occulta, increased slip at diagnosis, a high
sagittal rotation angle, and rounding of the
superior aspect of the sacrum. Individually, though,
none of these factors has been shown to have a
consistent effect on slip progression. Still,
patients with a combination of these risk factors
should be considered for early surgery.
Both flexion exercises and braces designed to reduce
lumbar lordosis have demonstrated some efficacy in
symptomatic patients with Meyerding grade I or II
spondylolisthesis. Other nonoperative techniques
such as bedrest, restriction of sports activities,
anti-inflammatory analgesics, or injection of the
disc space or facet joints with steroids or topical
anesthetics may be of diagnostic assistance, but are
of uncertain long-term therapeutic benefit
Operative Treatment
Indications for operative treatment include failure
of conservative therapy, disturbing postural
abnormality, neurological deficit, observed slip
progression, or the presence of several of the risk
factors for slip progression as described above.
Pathologic processes that may lead to similar
symptoms and signs, however, must first be excluded.
Operative treatment for spondylolysis and
spondylolisthesis employs variable combinations of
neural decompression, bony fusion, and
instrumentation. Careful patient selection can lead
to excellent results with each of these methods.
Decompression
Decompression of the neural elements should be
considered in adults with radicular symptoms or
neurological deficits from isthmic or degenerative
spondylolisthesis. Techniques range from removal of
the loose lamina and cartilaginous mass around the
isthmic defect, as originally described by Gill et
al. in 1955, to a combination of laminectomy,
foraminotomy, facetectomy, and discectomy in
patients with degenerative spondylolisthesis. With
decompression alone, improvement is obtained in a
majority of patients but may lead to a high
incidence of progressive slippage. Interestingly,
such progression does not always distract
significantly from a good clinical outcome.
Although good results can be obtained by
decompression without coincident bony fusion, when
patients without fusion are compared with those who
undergo fusion, better results are generally seen in
the fusion group. Of course, complications directly
related to the fusion such as bone graft donor site
pain and infection must be considered as well.
Bony Fusion
Fusion of the lumbar spine with bone grafts is
useful in patients with slip progression or
persistent pain despite conservative measures. This
can be achieved by a variety of methods including
anterior interbody, posterior interbody, posterior,
or intertransverse fusion. No prospective randomized
study has compared these different methods. In an
extensive literature review, however, Turner et al.
assessed patients who underwent spinal fusion,
usually for a herniated disc or spondylolisthesis,
and found no statistically significant difference in
the clinical outcome attained by each of these
methods. Although Turner et al. did find anterior
interbody fusions to have a significantly higher
rate of pseudoarthrosis, this probably represents a
patient selection bias because many surgeons use
this approach for more difficult cases. Still, many
spinal surgeons may be unfamiliar with the approach
required for anterior interbody fusion. In addition,
such an approach does not permit simultaneous
decompression, and, therefore, anterior interbody
fusions are generally avoided. Similarly, posterior
fusions make subsequent decompression difficult and
need to be extended above the loose L5 posterior
element in isthmic spondylolisthesis. Therefore,
posterior fusions are also used infrequently.
Finally, although excellent results have been
reported by some authors using posterior interbody
fusion, experience with this technique is limited,
and it necessitates removal of the posterior
elements and retraction of the cauda equina.
Consequently intertransverse fusion, also known as
ala-transverse and posterolateral fusion, had gained
the widest clinical acceptance in the past.
The main disadvantage of pedicle screw systems is
the possibility of direct injury to the nerve root
in the intervertebral foramen. Universal
transpedicular instrumentation systems are the most
versatile because they employ a series of devices
connected with rods that can be molded in three
dimensions. Systems that fit these criteria are many
in the market.
Spinal instrumentation for direct repair of
spondylolysis should be considered in symptomatic
young patients with Meyerding grade I isthmic
spondylolisthesis. Stainless steel 18-gauge wire
looped around each transverse process and tied below
the spinous process of the same vertebral segment,
or screws placed through the lamina, across the
isthmic defect, and into the pedicle have been used
for this purpose in the past. The fibrous tissue
within the spondylolytic defect which may be
compressing the nerve root is removed prior to
instrumentation, Bone graft can be harvested from
the spinous processes. Clinical results are similar
for each of these methods, and more than 80 percent
of properly selected patients will have an
acceptable result and a permanent fusion at the
defect. Results tend to be worse in older patients
and in patients with greater displacements. This
procedure should not be expected to relieve symptoms
derived from other ethiologies, and, therefore, is
contraindicated in patients with evidence of
degenerative disc disease. Success with these
procedures may be predicted by pain relief after
lidocaine infiltration of the spondylolytic defect.
The main advantage of this approach in eligible
patients is the maintenance of all mobile disc
segments.
Instrumentation can also be used to reduce and to
maintain a reduction of a high grade
spondylolisthesis. The goal of reduction is to
normalize the biomechanical alignment of the spine.
This is designed to make stabilization easier, to
decrease the pseudoarthrosis rate, to reduce
progression of the deformity, and to correct the
cosmetic deformity. Although reduction procedures
are the only way that meaningful correction of the
severe deformity associated with high degree slips
can occur, most of these patients when treated with
intertransverse fusion alone will have resolution of
pain and neurological symptoms. In addition, the
risk of permanent motor weakness secondary to a
reduction procedure, which usually was involving the
L5 nerve root, approached 20 %. Therefore, the
increased risk of reduction, in old fashion
treatment modalities, was often difficult to justify
and was not advised without careful attention to the
relatively high risk of neurological injury.
Surgical Standards:
1. Skeletonization of L4, L5 laminae and the upper
border of the sacrum, performed, trying during that
, to check for movable segments, for further
intraoperative confirmation. It happened several
times, that the patient was planned for such a
procedure, and this trick , changed the plan of
surgery, before attempting to go far, to such areas
as the transverse processes. Using towel clips is a
useful tool for such task.
2. Check for recent fractures at the isthmus, since
malpractice of others especially in the third world,
by using a baton for LBP patients, which causing
fractures of the spinous process, lamina and
isthmus. To these special cases, which the patient
try to escape these events before surgery, I
modified a new technique by using miniscrews, after
drilling the surface of the bone , to accept three
or four screws from the orthopeadic hand set screws.
It usually works excellent and the construct
becoming stable.
3. Remove the whole lamina of L5 with all the
cartilage, performing during that foraminotomy of
both S1 roots for not less than 10 mm distance.
Expose both L5 roots and remove all the compressing
elements.
By doing this, you avoid any injury to these roots ,
and nibbling with drilling down to the pedicle, you
actually not in need for fluoroscopy. This also
facilitate later the process of reduction. Don't
forget to gather the bone for subsequent grafting.
4. Try all the time to preserve the epidural fat,
since it prevents subsequent fibrosis and in case,
of its poverty, you can transfer the most near local
fat tissue. These fatty tissues are more similar to
the epidural fat , than the subcutaneous or the fat
over the dorsal sheet, or other artificial
materials, with which I had in the past a bad
experience, such as the adcon-gel, which to my
knowledge is out of production.
5. Perform bilateral discectomy L5-S1, trying to
make the holes very small, to preserve the PLL and
the posterior aspect of the annulus fibrosis, to
prevent recurrent disc . Try meticulously clean the
disc space and try during that to reduce the
slippage by curved blunt metallic devices, they are
many. Observe the adjacent vertebral edges to notice
the difference in the level. You can use the
flexible neuroendoscope to watch the emptiness of
the disc space. Some times, you need to perform tiny
drilling at the level of the disc space to insert
the reducing device, as seen in the present video.
6. During 2005-2013, TLIF cages were included in all
surgeries, because they gave a dramatic outcome in
the postoperative course. The bone graft was
inserted before and after inserting the cage.
7. Using the polyaxial transpedicular screws,
facilitate the easiness of rods placement and check
fluoroscopy must be done, in spite of the previously
mentioned exposed pedicles. Do not be confident, all
the time double check your actions. After inserting
the four screws, the rods must be a little bit
longer, to perform distraction and subsequent
reduction.
8. After your device in place and the reduction is
acceptable, and you are satisfied with the images,
check the roots and the pedicles, which could have
small cracks at the insertion canal and remove them,
to prevent any unnecessary malformed structures in
the roads. Check the disc space from both sides and
perform further discectomy, if needed.
9. Most of surgeries after 2007 year, were guided
with ISIS IOM transpedicular set to confirm absence
of contact of the screws with the running root.
Stimulation with currents below 5 Volts held the
suspicion about this contact.
10. The gathered bone, at the start of the operation
is chipped in small pieces and realigned lateral to
the rods with refreshment of the transverse
processes for future bony fusion. You must take in
consideration, that in some cases the construct
becoming loose and this graft can help in this
situation, in case of removing the device after
several months, so whatever the reason was.
11. During closure and fat tissue transfer, observe
the chips of bone so as to prevent them from
slipping to the neural elements. Water-tight closure
with subcuticular stitching, avoid Ready-vac drains.
12. At the present time, t.e., 2013 hundreds of
companies provide the spinal instrumentation for
spondylolisthesis, among them Zimmer, Spineway,
Stryker, One Alphatic Spine and many.